10% LTCG Tax on sale of Stocks/Equity Mutual Funds | Budget 2018-19 Proposal

Long Term Capital Gains on Equities will now be taxed at 10%.” This is the major news that is now making headlines across all media platforms. Thanks to the latest proposal made in Budget 2018-19.

So, henceforth an investor of Stocks or Equity mutual funds has to pay 10% as taxes on Long Term Capital Gains (realized).

Before discussing on this proposal, lets understand what is LTCG & holding period??

Capital asset typically refers to anything that you own for personal or investment purposes. It includes all kinds of property; movable or immovable, tangible or intangible, fixed or circulating.

Capital assets are further classified as Financial Assets and Non-Financial Assets. Financial assets are intangible and represent the monetary value of a physical item. Stocks (Shares) and mutual funds are the best examples of Financial Assets.

The profit (if any) that you make on your mutual fund or equity investments, when you redeem or sell the MF units is referred to as Capital Gains. It can be a Short Term Capital Gain (STCG) or a Long Term Capital Gain (LTCG) depending upon the ‘Period of Holding’. The tax that is applicable on these profits is known as ‘Capital Gains Tax’.

MF schemes that invest at least 65% of its fund corpus into equity and equity related instruments are known as equity mutual funds. Examples are : Large cap, Mid-cap, Balanced funds (equity oriented), Sector funds etc.,

Period of Holding & Capital Gains on Equity Mutual Funds/Stocks

Capital gains on Mutual funds/Equities could be either long term capital gains or short term capital gains, depending on your investment horizon.

Long Term Capital Gains

  • If you make a gain / profit on your Equity investment that you have held for over 1 year, it will be classified as Long Term Capital Gain.

Short Term Capital Gains

  • If your holding in an Equity investment is less than 1 year i.e. if you withdraw your units before 1 year, after making a profit, then the profit will be considered as Short Term Capital Gain.

10% LTCG Tax on sale of Stocks/Equity Mutual Funds

As per the existing tax rule, equity investors need not pay any tax on long term capital gains. If investments in equity mutual funds or Stocks are sold within a year, gains will be treated as short term capital gains and taxed at 15 %.

The finance minister in his Budget 2018-19, has proposed to tax long term capitals gains of over Rs 1 lakh at 10% without indexation benefit.

For Example :

  • If an equity share is purchased six months before 31st January, 2018 at Rs 1,000 and the highest price quoted on 31st January, 2018 in respect of this share is Rs 1,200, there will be no tax on the gain of Rs 200, if this share is sold after one year from the date of purchase.
  • However, any gains in excess of Rs 200 earned after 31st Jan 2018 will be taxed at 10%, if this share is sold after 31st March 2018. Kindly note that you pay tax only the extra gain made after 31st Jan, 2018 and only if all such extra gains are above Rs 1 lakh.
  • So, If your LTCG is say Rs 1.25 Lakh and tax of 10% is applicable then you need to pay tax on Rs 25,000 only i.e., Rs 2,500 (up to Rs 1 Lakh, it is tax-free and on the remaining Rs 25,000 gains, 10% tax is applicable).

(Click on the below image to open it in a new browser window.)

The Securities Transaction Tax structure has been kept unchanged. However, a new proposal to introduce Dividend Distribution Tax @ 10% on Equity oriented Mutual Funds has been made. (The LTCG tax regime would be unchanged for unlisted equity shares where STT is not paid on purchase or sale.)

These amendments will take effect on transactions made from 1st April, 2019 and will, accordingly, apply in relation to the assessment year 2019-20 and subsequent assessment years.

How are Capital Gains calculated on Investments made before 1st Feb, 2018?

The cost of acquisitions in respect of the long term capital asset acquired by the assessee before the 1st day of February,
2018 , shall be deemed to be the higher of ;
a) the actual cost of acquisition of such asset (and)
b) the lower of –

(I) the fair market value of such asset as on 31-01-2018 and
(II) the full value of consideration received or accruing as a result of the transfer of the capital asset.

For example: If you bought a share for Rs 1,000 and have held it for more than 12 months (to qualify for LTCG) and say the fair market value (FMV) of the asset on 31.01.2018 is Rs 1,200 and you sell it for Rs 1,300 on 1-June-2018 then the LTCG is calculate as follows

  • Cost of acquisition of this share (purchased before 01-Feb-2018) = Higher of Cost of actual Purchase and FMV.
  • The actual purchase price is Rs 1,000 and FMV as on 31-Jan-2018 was Rs 1,200.
  • So, cost acquisition for LTCG purpose is Rs 1,200.
  • Hence, LTCG = Cost of acquisition – Selling Price. You would (for tax purposes) have realised LTCG of Rs 1,300 minus Rs 1,200 i.e. Rs 100.

For shares or equity MF units bought after 31st January, 2018, capital gain would be computed as = Selling price – actual cost of acquisition (without indexation). Here, FMV concept does not come into picture.

Any redemption made between 01-Feb-2018 and 31-March-2018, 10% tax rate on LTCG is not applicable.

My Opinion on levying 10% tax on LTCG

It is a known fact that many of the investors pick Shares or Equity mutual funds to make tax-free long term capital gains. So, this new proposal will surely disappoint them.

However, I always believe that investing in a particular financial product based on taxation is not advisable, as tax rules can change anytime. The impact of these changes can be positive or negative for an investor. In one of my very old articles, I have advised, ‘Think beyond TAXES when investing!’, do not invest in a product just because it offers tax-saving feature. Tax-saving is only a value addition.

When we invest in Equity securities, we generally do it with an investment objective of ‘long-term’, and because they have a potential to give us decent real-rate of return than many other Asset classes.

If you believe that there is no alternative to Stocks or Equity mutual funds for achieving your long-term financial goals, kindly continue with your investments in Equities., even if they are taxable now! Do we have any other better investment option, especially for small and retail investors??

Do you believe that this proposal will have a major negative impact on Indian Equity markets? Will record in-flows to Mutual Funds stop or reduce due to 10% tax on LTCG? Kindly share your views, cheers!

Continue reading : ‘Budget 2018 LTCG Tax on Equity Mutual Funds & Important Implications

(Featured image courtesy : laotiantimes.com) (References : The Economic Times) (Post published on : 01-February-2018)

This post was last modified on July 12, 2023 9:34 am

Sreekanth Reddy

Sreekanth is the Man behind ReLakhs.com. He is an Independent Certified Financial Planner (CFP), engaged in blogging & property consultancy for the last 14 years through his firm ReLakhs Financial Services . He is not associated with any Financial product / service provider. The main aim of his blog is to "help investors take informed financial decisions." "Please note that the views given in this Blog/Comments Section/Forum are clarifications meant for reference and guidance of the readers to explore further on the topics/queries raised and take informed decisions. The information provided, therefore, should not be viewed as financial, legal, accounting, tax or investment advice."

View Comments

  • in FY 2020-21 as a 60 year old pensioner i am receiving about Rs3.25 lakhs.
    i am eligible for a std deduction of Rs.50000/-,deduction of interest amount of Rs.58000/-on housing loan and mediclaim policy amount of
    Rs.19000/-. Under 80C eligible for Rs.150000/- on housing loan and school fee. The balance income comes to about Rs.50000/-.However i am having STCG of Rs.240000/- and LTCG of Rs.340000/-from equity MFs.Can i offset STCG to the basic exemption limit of 3 lakhs eligible for senior citizens?(income tax calculator of IT dept does not support such calculation.Hence this query)

  • this is a good blog explaining various aspect on this topic.I would like to know- can LTCG on debt fund without indexation be added into income from other sources and tax paid as per IT slab.(like STCG on debt). and if it is below taxable limit (rs300000 for sr.ctzn).no tax be paid on such LTCG.

    • Dear devendra,
      Taxes on LTCG on Debt funds can not be disclosed under the head 'Income from other sources'.
      It has to be done under 'Capital Gains' section of ITR only.
      LTCG can be adjusted against basic exemption limit only after adjusting all other income.
      Any investment made u/s 80C or any other deduction under Chapter VI-A (various sections) cannot be adjusted against LTCG.
      After doing this, if taxable income is Nil then no tax is payable.

  • I want to invest in Equity oriented large cap funds from 2018 onwards for the next 5 years through SIP route. I will be holding the investements and not selling or reedeming and amount. As per new budget rules do I need to pay income tax on these investements for the next five yeras?

  • Hello Sir,

    I have invested in September 2014 - Mutual Fund - Axis Hybrid Fund - Series 15 (1275 Days) Rs.1,30,000/- & on redemption received Rs.161,000/- in Mar-18.

    Please confirm whether this LTCG of Rs. 31000/- is taxable or not. If yes @ what rate ?

    According to the finance minister in his Budget 2018-19, has proposed to tax long term capitals gains of over Rs 1 lakh at 10% without indexation benefit.

    • Hello Sir,

      I have invested in September 2014 – Mutual Fund – Axis Hybrid Fund – Series 15 (1275 Days) Rs.1,30,000/- & on redemption received Rs.161,000/- in Mar-18.

      Please confirm whether this LTCG of Rs. 31000/- is taxable or not. If yes @ what rate ?

      According to the finance minister in his Budget 2018-19, has proposed to tax long term capitals gains of over Rs 1 lakh at 10% without indexation benefit.

      Dear Aditi,
      The mentioned new tax rules is applicable for Equity Mutual Funds/Stocks.
      The fund Axis Hybrid Fund – Series 15 is a Debt oriented fund.
      As you have held

      Hello Sir,

      Kindly confirm whether the amount received on redemption from this debt fund is Rs.31000/- is chargeable to tax or not.

      Regards,

      Aditi Sharma

  • SIR
    I received intimation under section 143(1) on 5th june 2018 to pay 1870 . I paid on 13th june using link provided(E PAY TAX) in the pdf attchement sent by cpc. amount got deducted from my account and it is showing in my bank transaction as (to transfer INB OLTAS) REF NO.001328352889 IK00QCQXV4 . BUT i closed my pc immediately after amount deducted as i was in hurry to leave for home. i have not used any challan or received anything from CPC.. wat should i do... please help..

    Thanxs & regards
    Prashant

  • Hi Shreekanth,

    I have just started following your posts Today only and Infact covered few on various topics.Your writings are very informative and indeed real decisive.
    I have a situation related to a fresh ULIP plan started February this year, and I need your opinion on this.
    I “have fallen into trap”( though it may or may not be , but it is yet another ULIP) of ICICI prudential Elite Super Life . Annual premium = 2 Lakh , SA = 20 Lakhs, PPT = 7 years. I have been told that it is invested on a new fund (Active asset balanced fund) which is less than 1 year old since its inception. Looks highly prospective!!!
    However, I am deciding to exit this plan from now on only.
    The thing is , 10% of the money is already lost in charges, so actual investment is around 1.8 lacs.
    Should I dump it on DC fund to earn a meagre 4% , just to recover my 2 lakhs ( a bit more may be after 5 years) ?
    Many thanks

        • Hi Shree,

          Thank you for reply and providing the article .

          To be honest my plan is wealth creation in long term and basically tried to invest in MF.

          I have another open ended MF as well and recently started SIP with 10K per month , 5K each in two different funds.
          What would be your take on this situation - will it be wise to discontinue the ULIP and focus on MF and SIPs ?
          Because if I have to continue the SIPs which is 1.2 lakh p.a there is no point in the above ULIP.

          Also I maintain a PPF before I stepped into the equity market.

          Many Thanks.

          • Dear Abhijit,
            As indicated by you, bulk of the ULIP charges will be levied upfront in the initial few years.
            Given the transparency, flexibility, returns etc., I prefer to stick to MFs to ULIPs. Though LTCG of 10% is applicable on MFs.
            Also, give importance to Asset allocation.

  • Sir, can you explain the practical example of calculating DDT (Dividend Distribution Tax) of Equity Oriented Mutual fund.. Means I need to understand My Investment is Rs. 100000 of 10000 units of Rs. 10 each.. And they declare 10% dividend.. Please show the calculation based on the recent budget for FY 2018-19.

  • Dear Sree

    Hope you are well.

    Since Birla Dynamic fund is not performing up to my expectations since a long time, i am thinking of doing an STP. The amount is 1 lakh, I have two options that I can think of. Please advise which one is better or please suggest any other if you think that would be the right thing to do:

    1. Rs 20k STP to ABSL Frontline Equity Fund -Grow-DIRECT
    2. Lump-sum in ABSL MIP II - Wealth 25 - Growth-DIRECT

    As always, you advice is much appreciated.

    Kind regards

    • Dear Ksam,
      Almost all the debt funds are giving very nominal returns as there is no clear trend (upward/further downward) for interest rate cycle.
      Ideally Dynamic bond funds are to be held for medium to long-term to get decent returns, but let's not expect double digit returns from Debt oriented funds.

      May I know your investment time-frame for this?

      • Hi Sree

        I had initially kept this for medium term, but as I have funds parked in Debt, was thinking of moving this money to a slightly aggressive fund.

        Kind regards

        • Dear Ksam,
          If your investment time frame is say around 3 to 5 years and would like to take higher risk, can consider MIP fund (or) Equity Savings fund.

          • Thanks Sree

            Which of the below you advice:

            1. Rs 20k STP to ABSL Frontline Equity Fund -Grow-DIRECT
            2. Move the amount in ABSL MIP II – Wealth 25 – Growth-DIRECT
            3. Or any other suggestion

            Kind regards.

          • Dear Ksam,
            1 - This is a pure equity large-cap oriented fund.
            It all depends on how much risk you can afford to take.
            The risk profile increases in ascending order for the below categories ;
            Debt Funds
            MIP Funds
            Equity savings funds
            Equity oriented balanced funds
            Large cap funds
            Diversified fund
            Mid/Small cap funds.

            The above mentioned funds are good ones in terms of performance.

  • Hi,

    If I switch money from equity fund to debt fund within the fund house, will this LTCG applicable on equity fund?

    Also, if I switch fund in my NPS tier II, will it attract STCG/LTCG?

    Could you pls. Help.

    Thanks
    alagappan

    • Dear Alagappan,
      Yes, switching between the MF schemes do attract tax implications.
      As per the PFRDA – the new long-term capital gains tax will have an impact on the Tier II account, also known as a non-pension account, but will not have any impact on Tier-1 account.
      Kindly go through this article ..

  • Is this applicable to all the assesse's ? Individual / companies ? what about the mutual fund or asset management companies ? does this leads to double taxation in the hands of both individual and the Fund manager / AMC ?

    • Dear Akshatha,
      Double taxation happens in case of Dividend option of schemes.
      AMCs have to pay 10% on Dividend payouts. Also, the investors have to pay 10% on capital gains (if any).

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